Calendar of Due Dates

Stay on top of your retirement plan’s mandatory deadlines! Here are some important dates in the upcoming months.

(Please note that filing dates are for calendar year plans. Non-calendar year plans must adjust these dates.)

  • Wed
    14
    Nov
    2018

    Third quarter PPA Statements due for participant directed plans. Quarterly fee disclosure documentation also due to plan participants.

  • Sun
    02
    Dec
    2018

    Last date to send out annual notices for safe harbor, QDIA and automatic enrollment plans.

  • Sat
    15
    Dec
    2018

    Summary Annual Report due for plans that extended the Form 5500.

  • Mon
    31
    Dec
    2018

    Required Minimum Distributions must be paid to those affected participants over age 70 1/2.

  • Tue
    01
    Jan
    2019

    Check Cost of Living Adjustments (COLA) to consider the effects of any annual increases on deferral and catch up amounts

  • Thu
    31
    Jan
    2019

    Participant data due to us for ADP and ACP testing in order to insure testing and refunds are timely

  • Thu
    31
    Jan
    2019

    1099-R Forms must be sent to participants

  • Thu
    14
    Feb
    2019

    Fourth quarter PPA Statements due for participant directed plans

  • Thu
    28
    Feb
    2019

    Forms 1099-R are due to the IRS

  • Fri
    15
    Mar
    2019

    Corrective distributions due for failed ADP/ACP Testing (to avoid employer 10% excise tax)

  • Fri
    15
    Mar
    2019

    Corporate Tax Return and contributions due (without extension)

  • Mon
    15
    Apr
    2019

    The deadline for correcting 402(g) excess deferrals (for any participant that exceeded the dollar deferral limit)

  • Mon
    15
    Apr
    2019

    Tax Returns and contributions due (without extension) for Unincorporated Entities, Individuals and/or Partnerships

  • Wed
    15
    May
    2019

    First Quarter PPA Statements due for participant directed plans

  • Sun
    30
    Jun
    2019

    Corrective distributions due for failed ADP/ACP Testing from a plan with an eligible automatic contribution arrangement (EACA) (without employer 10% excise tax)

  • Wed
    31
    Jul
    2019

    Annual Form 5500 report and schedules due to be filed electronically with DOL (without extension)

  • Wed
    31
    Jul
    2019

    Form 5330 and excise tax due on prohibited transactions (i.e.: late 401(k) deposits)

  • Wed
    14
    Aug
    2019

    Second Quarter PPA Statements due for participant directed plans

Noble-Davis Consulting, Inc.
6190 Cochran Road, Suite D, Solon, OH 44139

E-mail: contactus@nobledavis.com

Phone: 440-498-8408
Toll Free: 1-888-657-0702
Participant call-in line: 1-866-811-6604
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