Calendar of Due Dates

Stay on top of your retirement plan’s mandatory deadlines! Here are some important dates in the upcoming months.

(Please note that filing dates are for calendar year plans. Non-calendar year plans must adjust these dates.)

  • Tue
    30
    Jun
    2020

    Corrective distributions due for failed ADP/ACP Testing from a plan with an eligible automatic contribution arrangement (EACA) (without employer 10% excise tax).

  • Fri
    31
    Jul
    2020

    Annual Form 5500 report and schedules due to be filed electronically with DOL (without extension).

  • Fri
    31
    Jul
    2020

    Form 5330 and excise tax due on prohibited transactions (i.e.: late 401(k) deposits).

  • Fri
    14
    Aug
    2020

    Second Quarter PPA Statements due for participant directed plans.

  • Tue
    15
    Sep
    2020

    Extended deadline for filing of corporate tax returns and contribution deadline for deductibility.

  • Wed
    30
    Sep
    2020

    Summary Annual Report due to participants (if Form 5500 not extended).

  • Thu
    15
    Oct
    2020

    Extended deadline for filing Plan's annual Form 5500 filing.

  • Sat
    14
    Nov
    2020

    Third quarter PPA Statements due for participant directed plans. Quarterly fee disclosure documentation also due to plan participants.

  • Wed
    02
    Dec
    2020

    Last date to send out annual notices for safe harbor, QDIA and automatic enrollment plans.

  • Fri
    01
    Jan
    2021

    Check Cost of Living Adjustments (COLA) to consider the effects of any annual increases on deferral and catch up amounts.

  • Sun
    31
    Jan
    2021

    1099-R Forms are due to participants who received distributions in the prior year.

  • Sun
    14
    Feb
    2021

    Fourth quarter PPA Statements and quarterly Fee Disclosure documents due for participant directed plans.

  • Sun
    28
    Feb
    2021

    Deadline to file Form 1099-R with the IRS, if not filed electronically, to report distributions for the previous year.

  • Mon
    15
    Mar
    2021

    Deadline for distributing ADP/ACP refunds without incurring a 10% excise tax on the employer for plans with a December 31 year end.

  • Mon
    15
    Mar
    2021

    Employer contributions are due to the retirement plan’s trust for S-Corporations and partnerships with December 31 fiscal year ends, in order to take deductions with no corporate extension.

  • Thu
    01
    Apr
    2021

    Initial required minimum distribution (RMD) is due to participants who turned 70 ½ in 2019.

  • Thu
    15
    Apr
    2021

    The deadline for correcting 402(g) excess deferrals (for any participant that exceeded the dollar deferral limit).

  • Thu
    15
    Apr
    2021

    Employer contributions are due to the retirement plan's trust for C-Corporations with December 31 fiscal year ends, in order to take deductions with no corporate extension.

Noble-Davis Consulting, Inc.
6190 Cochran Road, Suite D, Solon, OH 44139

E-mail: contactus@nobledavis.com

Phone: 440-498-8408
Toll Free: 1-888-657-0702
Participant call-in line: 1-866-811-6604
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